compliance Hear it!

compliance Definition

com·pli·ance (kəm plī′əns)

noun

  1. a complying with or giving in to a request, wish, or demand; acquiescence
  2. a tendency to give in readily to others

compliance Idioms

in compliance with

in accordance with

compliance Synonyms

compliance

n.

yielding, acquiescence, assent; see agreement 1, docility.

compliance Finance Definition

The state of being in accordance with relevant federal or regional authorities and their regulatory requirements. In financial services, the most important compliance is adhering to the rules of the Securities and Exchange Commission (SEC). Most large financial services companies have compliance departments that are charged with making sure that the company is following all the necessary rules and regulations.

compliance Usage Examples

Converse of object

  • ensure: To ensure compliance with the criteria, certain audit checks were built into the scheme.
  • enforce: The stages should become increasingly punitive in order to enforce compliance.
  • verify: Chapter 9 Members felt that the section on verifying compliance was too long.
  • demonstrate: Organizations in all sectors need to demonstrate compliance, which has become a key driver for the use of assessments within the workplace.
  • monitor: The Regulator will monitor the compliance of the Foundation Trust with the license.
  • achieve: Quality of Service To achieve a 92 % compliance in customer assessments of Agency performance against Service Level Agreements.

Adjective modifier

  • regulatory: Made pursuant to in media players have never apologized in regulatory compliance.
  • strict: Failure to carry out the works in strict compliance with the plans could also result in refusal.
  • legislative: We provide client peace of mind through achieving legislative compliance without complication.
  • non: The ceasefire agreement does not allow any state to punish Iraq's non compliance with force.
  • Non: Non compliance of Rules or Terms of Use will result in disqualification.

Preposition: with

  • regulation: Advising you on compliance with the various safety regulations.
  • legislation: In certain circumstances formal action may be necessary to achieve compliance with legislation.
  • npt: On a positive note, Libya abandoned its nuclear weapons program, and Iraq is returning to compliance with the NPT.
  • requirement: In addition to its sector focus, the Panel also intends to conduct targeted reviews to check compliance with specific accounting requirements.
  • obligation: Compliance with this obligation will result in the company being given a notice requiring a company tax return.
  • law: We promote compliance with the law through our Prove It!

Modifies a noun

  • audits: And had lower McClaren and Associates according to the easy to list internal compliance audits.
  • testing: It follows that compliance testing is limited to a comparison of the contents of the subject data set with that specified within the Standard.
  • burden: It's much easier to recover fees for work that improves a client's net wealth rather than simply taking over the compliance burden.