A letter issued by the Securities and Exchange Commission to a company advising the company that the SEC is considering possible civil charges against it. The letter outlines the violations that the SEC is contemplating charging the company with and gives the company the opportunity to argue against the potential action. The SEC considers the company’s response before any action is taken.
Wells notice - Investment & Finance Definition
Webster's New World Finance and Investment Dictionary Copyright © 2010 by Wiley Publishing, Inc., Indianapolis, Indiana.
Used by arrangement with John Wiley & Sons, Inc.
Used by arrangement with John Wiley & Sons, Inc.
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"Wells notice." YourDictionary, n.d. Web. 15 October 2018. <http://www.yourdictionary.com/wells-notice>.
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Wells notice. (n.d.). Retrieved October 15th, 2018, from http://www.yourdictionary.com/wells-notice
