Definitions

Wells notice - Investment & Finance Definition

A letter issued by the Securities and Exchange Commission to a company advising the company that the SEC is considering possible civil charges against it. The letter outlines the violations that the SEC is contemplating charging the company with and gives the company the opportunity to argue against the potential action. The SEC considers the company’s response before any action is taken.


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  • Wells notice

Also Mentioned In


  • give-notice
  • give-one-s-notice
  • counternotice
  • constructive-notice
  • wellsian
  • forenotice
  • Horace Wells
  • notice-board
  • d-notice
  • notice of appearance

Words near Wells notice in the dictionary


  • Wells
  • Wells H(erbert) G(eorge)
  • Wells Henry
  • Wells Ida Bell
  • Wells notice
  • wellsian
  • wellsite
  • wellsite-geologist
  • wellsite-geologists
  • wellspring

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