NASD Regulation Inc.

NASD Regulation Inc. (NASDR) Finance Definition

An independent subsidiary of the National Association of Securities Dealers, which operates the NASDAQ stock market. NASDR:

Is responsible for regulating brokers and dealers on the NASDAQ stock market and the over-the-counter securities markets
Provides forums to resolve disputes through arbitration proceedings
Reviews advertising and underwriting to ensure that firms are not making inappropriate claims
Regulates the sale of mutual funds, direct participation programs, and variable annuities

Browse dictionary entries near NASD Regulation Inc.

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