Series 6

Series 6 definition - finance
A general securities license that allows the licensee to sell mutual funds, closed-end funds, and unit investment trusts. The National Association of Securities Dealers (NASD) issues the license after the applicant passes the appropriate test. Continuing education requirements also must be met. This license is much more narrow than the Series 7 license, and thus it is easier to obtain.

Webster's New World Finance and Investment Dictionary Copyright © 2003 by Wiley Publishing, Inc., Indianapolis, Indiana.
Used by arrangement with John Wiley & Sons, Inc.

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